Fintech Protected – Issue 5
Issue 5 – BSA/AML
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fintech
Fintech Compliance 101 – Reg Z
A broad overview of Reg Z … the main regulation around lending – 3 min video
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Accuracy Matters: Why Robust Processes Are Vital – Lesson from TransUnion
Summary of recent action against TransUnion and its reporting on evictions to landlords
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The Heavy Toll of Compliance Neglect: Lessons from Shinhan Bank’s $15 Million Penalty
Summary of an action against Shinhan Bank for failure to have a solid BSA program
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Fintech Protected – Issue 3
Issue 2 – Marketing Law & Compliance 101
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FTC ADVERTISING CASE ROUND-UP
Summary of a couple recent FTC marketing cases along with a marketing compliance checklist
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Fintech Compliance 101 – Marketing
A broad overview of marketing laws and regs – 3 min video
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Fintech Compliance 101 – Licensing
A broad overview of state-by-state licensing for fintechs – 3 min video
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